Activities are Based on a Sound Understanding of Risk and Use of Intelligence
Risk is at the centre of better regulation. Building on the strong foundations provided by the Hampton Review in 2005, local regulation should be:
- targeted on the basis of a full understanding of the issues;
- consistent and transparent in its application;
- proportionate to the threat posed; and
- accountable to citizens and businesses.
Encouraging a systemic, risk-based approach to regulation entails the creation of a framework for robust decision-making that:
- supports the formation of effective local partnerships;
- champions outcome-focused services; and
- strengthens the ties between the state, businesses and citizens.
In relation to regulatory services, the risk posed to people and the environment should underpin the delivery chain, including the allocation of resources, management of activity with the right tools, and use of sanctions.
The Regulators Compliance Code requires local authorities to publish a policy setting out their approach to compliance and enforcement. LBRO has worked with local authorities to produce recommendations on the key content of such a policy, with references to matters that need consideration in the course of its development. Feedback is welcome on the following template and accompanying guidance.
